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HAHA CSOP China CSI 300 A-H Dynamic ETF

HAHA
NAV $29.40
Chg $0.21
Chg% 0.73%
Price $29.06
Chg -
Chg% -
Updated: Jun. 23, 2017

Performance

Monthly 1m 3m 6m 1y Since Inception
Market Price -0.76% -2.08% -0.15% 9.93% -8.61%
Benchmark 2.21% 1.28% 0.47% 12.62% -3.88%

As of: May. 31, 2017

The performance data quoted above represents past performance. Past performance is not a guarantee of future results. Investment return and value of the ETF shares will fluctuate so that an investor’s shares, when sold, may be worth more or less than their original cost. Performance may be lower or higher than performance data quoted. Shares are bought and sold at market price (not NAV) and are not individually redeemed from the ETF. Total Returns (Net Asset Value) are calculated using the daily 4:00pm net asset value (NAV). Market price returns above reflect the closing trade price on the exchange where ETF shares are listed. Market price returns do not represent the returns you would receive if you traded shares at other times. Brokerage commissions will reduce returns. Returns for actual ETF investments may differ from what is shown on the website because of differences in timing, the amount invested, and fees and expenses. Month-end and quarter-end values represent total return, and are not annualized for periods less than one year

The performance chart is calculated on NAV to NAV basis with dividend reinvested. To access current return information, please call 844-209-2937.

The CSOP China CSI 300 A-H Dynamic Exchange Traded Fund (“ETF”) (the “Fund”) seeks to provide investment results that, before fees and expenses, track the performance of the CSI 300 Smart Index.

*ETF inception date: October 20, 2015

  • Both China A-shares and H-shares Exposure:  A diverse investment tool for the vast number of investors who have only invested in offshore H shares ETFs in the U.S.
  • Capturing price differences opportunities between China A- and H-shares:  The ability to switch to the more attractively valued shares class of dual-listed companies allows the fund to capture potential opportunities brought by A-share/ H-share price differences.
  • CSI300 Smart Index:  CSI300 Smart Index reflects an investment strategy which is comprised of the overall performance of the CSI 300 Index constituent companies and returns from share class switches, i.e., switching between China A-Shares and H-Shares based on their relative prices. The CSI 300 Index consists of 300 liquid stocks with the largest market capitalization from the entire universe of listed A-Shares companies in the PRC.

Diversification does not assure a profit or protect against loss
Bloomberg, as of March 20, 2017

  • Name
  • CSI 300 Smart Index
  • Launch Date
  • July 16, 2015
  • Base Currency
  • USD
  • Index Provider
  • China Securities Index Co. Ltd. (CSI)
  • Index Type
  • Net Total return index
  • Underlying Securities
  • The CSI 300 Index constituent companies and returns from share class switches, i.e. switching between share classes (namely A-Shares and H-Shares) based on their relative prices.The CSI 300 Index consists of the 300 stocks with the largest market capitalisation and good liquidity from the entire universe of listed A-Shares companies in the PRC.
  • Rebalancing Frequency
  • Monthly
  • Index Definition
  • The Index reflects an investment strategy which is comprised of the overall performance of the CSI 300 Index constituent companies and returns from share class switches, i.e., switching between share classes (namely A-Shares and H-Shares) based on their relative prices. The CSI 300 Index measures the performance of A-Shares traded on the Shanghai Stock Exchange or the Shenzhen Stock Exchange. The CSI 300 Index consists of 300 liquid stocks with the largest market capitalization from the entire universe of listed A-Shares companies in the PRC.

Key Facts

  • Advisor
  • CSOP Asset Management Limited
  • Listing Date
  • October 20, 2015
  • Exchange Listing
  • NYSE Arca, Inc.
  • Stock Ticker
  • HAHA
  • Base Currency
  • USD
  • Trading Currency
  • USD
  • Inception Price
  • USD 30 per share
  • Total Expense Ratio
  • 0.75%
  • Creation Unit
  • 50,000 Units
  • Dividend Policy
  • The Fund intends to distribute its net investment income, if any, to investors annually and to distribute net realized capital gains, if any, annually.
  • Asset Under Management
  • 1,470,281
  • Shares Outstanding
  • 50,002
  • NAV
  • $29.40
  • Closing Price
  • $29.06

Top 10

  • Total Nav (USD): 1,388,800.79
  • Securities: 248
  • Securities(%): 94.46%
  • 35.58% Financials
  • 12.48% Industrials
  • 10.69% Consumer Discretionary
  • 7.6% Information Technology
  • 6.41% Consumer Staples
  • 5.79% Materials
  • 5.7% Real Estate
  • 4.45% Health Care
  • 2.69% Utilities
  • 2.23% Energy

Last Updated: June 23, 2017 Holdings are subject to change without notice.

Holdings Download

Weight (%) Name Exchange Ticker Shares Held Valuation Price (RMB) Market Value (USD) Sector
0.02SHANGHAI WAIGAOQIAO FTZ-A60064810017.84$260.81Industrials
0.03WASU MEDIA HOLDING CO LTD-A15620014.78$432.16Consumer Discretionary
0.04YIZHENG CHEMICAL FIBRE COMPANY LTD103340001.22$625.77Energy
0.05SHANGHAI 2345 NETWORK HOLD-A21956806.97$692.91Information Technology
0.05CHINA HAINAN RUBBER INDUST-A60111810005.49$802.62Materials
0.06JINDUICHENG MOLYBDENUM CO -A6019588006.95$812.85Materials
0.06AVIC AERO-ENGINE CONTROLS-A73830019.52$856.13Industrials
0.06CITIC HEAVY INDUSTRIES CO -A60160811005.54$890.92Industrials
0.06QINGHAI SALT LAKE INDUSTRY-A79260010.76$943.85Materials
0.06BEIJING ENLIGHT MEDIA CO L-A3002518008.12$949.69Consumer Discretionary
0.07SPRING AIRLINES CO LTD-A60102120032.74$957.30Industrials
0.07BEIJING SHIJI INFORMATION -A215330023.16$1,015.77Information Technology
0.07ZHEJIANG HUACE FILM & TV-A30013364010.97$1,026.42Consumer Discretionary
0.08CHINA AVIONICS SYSTEMS CO -A60037250016.34$1,194.43Industrials
0.08GUANGDONG GOLDEN DRAGON DE-A71250016.43$1,201.01Utilities
0.08JIANGSU BROADCASTING CABLE-A60095978010.57$1,205.33Consumer Discretionary
0.08SHENZHEN KINGDOM SCI-TECH-A60044650017.02$1,244.13Information Technology
0.09GUANGDONG ALPHA ANIMATION-A229250017.15$1,253.64Consumer Discretionary
0.09DONGXING SECURITIES CO LT-A60119850017.18$1,255.83Financials
0.09SHANGHAI CONSTRUCTION GROU-A60017022843.8$1,268.87Industrials
0.09KINGENTA ECOLOGICAL ENGINE-A247012007.43$1,303.49Materials
0.09COFCO TUNHE CO LTD-A60073710009.38$1,371.32Consumer Staples
0.1GRG BANKING EQUIPMENT CO -A215280012.38$1,447.93Information Technology
0.1BEIJING GEHUA CATV NETWORK-A60003770014.43$1,476.73Consumer Discretionary
0.1ETERNAL ASIA SUPPLY CHAIN-A218312008.54$1,498.22Industrials
0.1INSPUR ELECTRONIC INFORMAT-A97760017.08$1,498.22Information Technology
0.1SONGCHENG PERFORMANCE DEVE-A30014450020.82$1,521.91Consumer Discretionary
0.11NEUSOFT CORP-A60071870015.25$1,560.65Information Technology
0.11SHANGHAI BAILIAN GROUP CO-A60082770015.38$1,573.95Consumer Staples
0.11CHINA SECURITY & FIRE-A60065480013.48$1,576.59
0.11CHINA MERCHANTS ENERGY -A60187221005.16$1,584.19Energy
0.11BEIJING DABEINONG TECHNOLO-A238518006.09$1,602.61Consumer Staples
0.11BEIJING CAPITAL CO LTD-A60000816006.88$1,609.33Utilities
0.11WONDERS INFORMATION CO LTD-A30016870015.8$1,616.94Information Technology
0.11YANZHOU COAL MINING CO LTD117120006.47$1,659.31Energy
0.11WINTIME ENERGY CO LTD-A60015733003.5$1,688.57Energy
0.11BOHAI LEASING CO LTD -A41518006.42$1,689.45Financials
0.12SHANGHAI SMI HOLDING CO LT-A600649109610.56$1,692.05Real Estate
0.12SEALAND SECURITIES CO LTD -A75021005.52$1,694.71Financials
0.12CHINA BAOAN GROUP-A914857.85$1,704.25Industrials
0.12SHAANXI COAL INDUSTRY CO L-A60122518006.51$1,713.13Energy
0.12SHANGHAI ZHANGJIANG HIGH-A60089570016.79$1,718.25Real Estate
0.12JIANGSU PROTRULY VISION TE-A60007490013.13$1,727.61Information Technology
0.12China Shipping Container Lines Co Ltd286680001.7$1,743.95Industrials
0.12HISENSE ELECTRIC CO LTD-A60006080015.03$1,757.87Consumer Discretionary
0.12INNER MONGOLIA JUNZHENG EN-A60121625004.85$1,772.63Materials
0.12HITHINK ROYALFLUSH INFORMA-A30003320060.71$1,775.12Information Technology
0.12HUNAN TV & BROADCAST INT-A917110011.16$1,794.71Consumer Discretionary
0.12SHANGHAI ELECTRIC POWER CO-A600021100012.33$1,802.61Utilities
0.12BEIJING CAPITAL DEVELOPMEN-A600376110011.3$1,817.22Real Estate
0.12MATERIAL INDUSTRY ZHONGDA -A60070417557.11$1,824.25Consumer Discretionary
0.13SIASUN ROBOT & AUTOMATION-A30002466019.23$1,855.50Industrials
0.13GUANGHUI ENERGY CO LTD-A60025631004.1$1,858.16Energy
0.13NORTHEAST SECURITIES CO LT-A686128010.02$1,875.06Financials
0.13OFFSHORE OIL ENGINEERING-A60058321006.14$1,885.06Energy
0.13GREAT WALL MOTOR COMPANY LTD233315009.81$1,886.93Consumer Discretionary
0.13SUZHOU VICTORY PRECISION-A242617007.68$1,908.74Information Technology
0.13WANXIANG QIANCHAO CO LTD-A55913209.9$1,910.50Consumer Discretionary
0.13SUZHOU GOLD MANTIS CONSTR -A2081120010.95$1,921.02Industrials
0.13AVIC HELICOPTER CO LTD-A60003830044.05$1,931.99Industrials
0.13SHANXI XISHAN COAL & ELEC-A98316008.26$1,932.14Energy
0.13JIHUA GROUP CORP LTD-A60171816008.32$1,946.17Industrials
0.13CHINESE UNIVERSE PUBLISHIN-A60037360022.3$1,956.11Consumer Discretionary
0.13GUANGSHEN RAILWAY COMPANY LIMITED52540003.85$1,974.76Industrials
0.14DONGXU OPTOELECTRONIC TECH-A413130010.51$1,997.49Information Technology
0.14AURORA OPTOELECTRONICS CO-A60066680017.4$2,035.06Health Care
0.14SINOPEC SHANGHAI PETROCHEM-H33840004$2,051.70Materials
0.14SHANXI SECURITIES CO LTD-A250015009.36$2,052.60Financials
0.14SHENZHEN ZHONGJIN LINGNAN-A60130010.92$2,075.41Materials
0.14HUAYI BROTHERS MEDIA CORP-A30002717988.1$2,129.18Consumer Discretionary
0.15YONYOU SOFTWARE CO LTD-A60058890016.28$2,142.07Information Technology
0.15XCMG CONSTRUCTION MACHIN-A42542003.55$2,179.79Industrials
0.15SHANGHAI TUNNEL ENGINEERIN-A60082015009.96$2,184.18Industrials
0.15SOUTHWEST SECURITIES CO LT-A60036927005.58$2,202.60Financials
0.15ZHONGJIN GOLD CORP-A600489153410.02$2,247.14Materials
0.15CHINA GRAND AUTOMOTIVE SER-A60029720807.4$2,250.26
0.15GOERTEK INC -A224180019.35$2,263.12Information Technology
0.16CHINA CSSC HOLDINGS LTD-A60015070022.63$2,315.90Industrials
0.16XINHU ZHONGBAO CO LTD-A60020834004.67$2,321.31Real Estate
0.16BEIJING ZHONGCHUANG TELE-A600485110014.6$2,347.92Information Technology
0.16CHINA SPACESAT CO LTD -A60011860027.35$2,399.09Industrials
0.16HUAWEN MEDIA INVESTMENT -A79317009.75$2,423.21Consumer Discretionary
0.17HEBEI IRON & STEEL CO LTD-A70940004.17$2,438.56Materials
0.17DHC SOFTWARE CO LTD -A206580020.88$2,442.07Information Technology
0.17CHINA CITIC BANK CORP LTD-H99840004.77$2,446.66Financials
0.17OURPALM CO LTD-A30031519008.84$2,455.52Information Technology
0.17SDIC ESSENCE HOLDINGS CO L-A600061110015.3$2,460.49Financials
0.17NEW HOPE LIUHE CO LTD-A87621008.07$2,477.60Consumer Staples
0.17SHANGHAI LUJIAZUI FIN&TRAD-A60066372023.71$2,495.75Real Estate
0.17SOUND ENVIRONMENTAL RESOUR-A82650034.3$2,507.27Industrials
0.17HUALAN BIOLOGICAL ENGINEER-A200748035.76$2,509.44Health Care
0.17SEARAINBOW HLDG CORP CO-A50370024.93$2,551.28Health Care
0.17XINJIANG GOLDWIND SCI&TEC-H2208180011.1$2,562.06Industrials
0.17WANGSU SCIENCE & TECHNOLOG-A300017149711.73$2,567.19Information Technology
0.18TONGLING NONFERROUS METALS-A63064002.76$2,582.42Materials
0.18CHINA COMMUNICATIONS CONST-H1800200010.2$2,615.92Industrials
0.18FINANCIAL STREET HOLDINGS-A402150011.98$2,627.15Real Estate
0.18HAINAN AIRLINES CO-A60022156003.22$2,636.22Industrials
0.18ZHONGTIAN URBAN DEVELOPMEN-A54027006.7$2,644.70Real Estate
0.18GUANGZHOU HAIGE COMMUNICAT-A2465170010.8$2,684.17Information Technology
0.19METALLURGICAL CORP OF CHIN-H161880002.67$2,739.02Industrials
0.19GUOYUAN SECURITIES CO LTD-A728150012.57$2,756.54Financials
0.19ZHEJIANG CHINA COMMODITIES-A60041526007.28$2,767.21Real Estate
0.19AVIC AVIATION ENGINE CORP-A60089370027.18$2,781.54Industrials
0.19GREENLAND HOLDINGS CORP LT-A60060624007.95$2,789.43Real Estate
0.19EVERBRIGHT SECURITIES CO L-H6178200011$2,821.09Financials
0.19ZHEJIANG DAHUA TECHNOLOGY-A223685022.88$2,843.23Information Technology
0.19DR PENG TELCOM & MEDIA GR-A600804110017.74$2,852.88Telecommunication Services
0.2RISESUN REAL ESTATE DEVEL-A2146190010.37$2,880.51Real Estate
0.2ZHEJIANG LONGSHENG GROUP C-A60035221009.38$2,879.78Materials
0.2JILIN AODONG PHARMACEUTICA-A62391021.95$2,920.21Health Care
0.2SHANGHAI ELECTRIC GRP CO L-H272760003.8$2,923.68Industrials
0.2HUADONG MEDICINE CO LTD-A96340050.16$2,933.29Health Care
0.2AVIC AIRCRAFT CO LTD-A768110018.32$2,946.16Industrials
0.2SHANDONG GOLD MINING CO LT-A60054770029.04$2,971.89Materials
0.2SHENZHEN INOVANCE TECHNOLO-A30012480025.48$2,980.07Industrials
0.2SICHUAN CHUANTOU ENERGY CO-A60067421009.75$2,993.38Utilities
0.2NINGBO PORT CO LTD-A60101837005.54$2,996.74Industrials
0.2HENAN SHUANGHUI INVESTMENT-A89590022.89$3,011.80Consumer Staples
0.21SHANGHAI INTERNATIONAL POR-A60001833006.29$3,034.60Industrials
0.21XIAMEN C & D INC-A600153170012.25$3,044.55Industrials
0.21JIANGXI COPPER INDUSTRY CO-H CMN358200011.9$3,051.91Materials
0.21ZOOMLION115766003.63$3,072.17Industrials
0.21SINOLINK SECURITIES CO LTD-A600109180011.83$3,113.11Financials
0.21ZHEJIANG ZHENENG ELECTRIC-A60002339005.48$3,124.52Utilities
0.21LIAONING CHENG DA CO LTD-A600739120017.85$3,131.53Consumer Discretionary
0.21CHINA COSCO HOLDINGS-H191970003.51$3,150.65Industrials
0.22AISINO CO LTD-A600271110019.7$3,168.08Information Technology
0.22HUNDSUN TECHNOLOGIES INC-A60057050043.54$3,182.70Information Technology
0.22China Molybdenum Co. Ltd.399390002.77$3,196.81Materials
0.22SHANGHAI RAAS BLOOD PRODUC-A2252108020.24$3,195.74Health Care
0.22China Northern Rare Earth -A600111200011.23$3,283.58Materials
0.22CHINA INTERNATIONAL TRAVEL-A60188880028.19$3,297.03Consumer Discretionary
0.22TSINGHUA TONGFANG CO LTD-A600100160014.12$3,302.88Information Technology
0.23LUXSHARE PRECISION INDUSTR-A247575030.22$3,313.55Industrials
0.23YOUNGOR GROUP CO-A600177224010.17$3,330.48Real Estate
0.24China Eastern Airlines Corp67060004.54$3,493.02Industrials
0.24TCL CORP-A10070003.43$3,510.18Consumer Discretionary
0.24GEMDALE CORP-A600383220011.01$3,541.18Real Estate
0.24SHANGHAI PHARMACEUTICALS - H2607120023.05$3,546.88Health Care
0.24ANXIN TRUST CO LTD-A600816198012.31$3,563.37Financials
0.24CITIC GUOAN INFORMATION-A83927508.92$3,586.20Consumer Discretionary
0.24NARI TECHNOLOGY CO LTD-A600406150016.38$3,592.05Industrials
0.24BEIJING TONGRENTANG CO-A60008570035.15$3,597.17Health Care
0.25SDIC POWER HOLDINGS CO LTD-A60088632008.01$3,747.31Utilities
0.26SOOCHOW SECURITIES CO LTD-A601555230011.19$3,762.66Financials
0.26AIR CHINA LTD-H75340007.58$3,887.98Industrials
0.27WANDA CINEMA LINE CO LTD-A273950053.8$3,932.69Consumer Discretionary
0.27AVIC CAPITAL CO LTD -A60070548005.65$3,964.85Financials
0.27BEIJING ORIGINWATER TECHNO-A300070147918.56$4,013.13Industrials
0.27LESHI INTERNET INFORMATION-A30010490030.68$4,036.78Information Technology
0.27PACIFIC SECURITIES CO/THE-A60109968704.02$4,037.57Financials
0.28ZHENGZHOU YUTONG BUS CO -A600066130021.43$4,072.89Industrials
0.28SANY HEAVY INDUSTRY CO LTD-A60003136007.74$4,073.62Industrials
0.28INNER MONGOLIAN BAOTOU STE-A600010130202.17$4,130.55Materials
0.28YONGHUI SUPERSTORES CO LTD-A60193340007.09$4,146.14Consumer Staples
0.29TASLY PHARMACEUTICAL GROUP-A60053570041.31$4,227.57Health Care
0.29CHANGJIANG SECURITIES CO L-A78331009.48$4,296.43Financials
0.3CHINA GEZHOUBA GROUP CO LT-A600068270010.99$4,338.09Industrials
0.3IFLYTEK CO LTD - A223090033.63$4,424.94Information Technology
0.3SHANGHAI INTERNATIONAL AIR-A60000980038.22$4,470.11Industrials
0.31HANS LASER TECHNOLOGY IN-A200890034.33$4,517.04Industrials
0.31CHONGQING CHANGAN AUTOMOB-A625220014.21$4,570.40Consumer Discretionary
0.31China Railways Construction1186350010.24$4,595.81Industrials
0.31GUOSEN SECURITIES CO LTD-A2736240013.18$4,624.49Financials
0.32HUAYU AUTOMOTIVE SYSTEMS -A600741130024.54$4,663.97Consumer Discretionary
0.32POWER CONSTRUCTION CORP OF-A60166940007.99$4,672.45Industrials
0.32SHENWAN HONGYUAN GROUP CO-A16658055.56$4,718.62Financials
0.32WANHUA CHEMICAL GROUP CO -A600309120027.04$4,743.79Materials
0.32EAST MONEY INFORMATION CO-A300059276011.76$4,745.19Information Technology
0.33TIANQI LITHIUM INDUSTR IND-A246660055.18$4,840.28Materials
0.33BEIJING SANJU ENVIRONMENTA-A30007290036.8$4,842.03Materials
0.34TIANJIN ZHONGHUAN SEMICOND-A212941008.27$4,957.09Information Technology
0.34PETROCHINA COMPANY LIMITED85780004.85$4,975.38Energy
0.34SHENZHEN O-FILM TECH CO-A2456200017.07$4,991.16Information Technology
0.34CHINA SOUTHERN AIRLINES CO-H105560006.49$4,993.33Industrials
0.34CHINA SHENHUA ENERGY CO-H1088200019.68$5,047.19Energy
0.34BANK OF NINGBO CO LTD -A2142190018.18$5,049.93Financials
0.35LUZHOU LAOJIAO CO LTD-A56870050.04$5,120.98Consumer Staples
0.36SHANDONG DONG-E E-JIAO-A42350072.52$5,301.09Health Care
0.36ZIJIN MINING GROUP CO LTD-H2899160002.61$5,354.94Materials
0.37FUYAO GROUP GLASS INDUSTR-A600660140026.23$5,368.63Consumer Discretionary
0.37WEICHAI POWER CO LTD-A338300012.32$5,403.43Industrials
0.37CHINA NATIONAL NUCLEAR POW-A60198547007.89$5,421.41Utilities
0.38FOUNDER SECURITIES CO LTD-A60190139009.8$5,587.64Financials
0.38SHENZHEN OVERSEAS CHINESE-A6940009.63$5,631.50Consumer Discretionary
0.39INDUSTRIAL SECURITIES CO-A60137751907.48$5,675.53Financials
0.39CHINA MERCHANTS SECURITIES-H6099360012.32$5,687.32Financials
0.39BANK OF NANJING CO LTD -A601009360010.92$5,747.28Financials
0.39CHINA UNITED NETWORK COMMUNICATIONS LTD60005081004.86$5,755.18Telecommunication Services
0.4SHANGHAI FOSUN PHARMACEUTI-H2196150030.5$5,866.59Health Care
0.4Aluminum Corp of China Limited CMN2600120003.83$5,893.52Materials
0.4ANHUI CONCH CEMENT CO LTD-A600585190021.25$5,902.69Materials
0.4GD POWER DEVELOPMENT CO -A600795113003.6$5,947.28Utilities
0.41BESTV NEW MEDIA CO LTD-A600637190021.66$6,016.58Consumer Discretionary
0.42NEW CHINA LIFE INSURANCE COMPANY LTD1336120039.8$6,124.33Financials
0.42BYD CO LTD1211100048.35$6,199.99Consumer Discretionary
0.42CHINA LIFE INSURANCE CO-H2628200024.2$6,206.40Financials
0.43QINGDAO HAIER CO LTD-A600690290014.8$6,274.76Consumer Discretionary
0.43China Railway Group Ltd39080006.15$6,308.99Industrials
0.44BAOSHAN IRON & STEEL CO-A60001968286.46$6,448.57Materials
0.44CHINA FORTUNE LAND DEVELOP-A600340130034.05$6,471.40Real Estate
0.44GF SECURITIES CO LTD-H1776320015.8$6,483.38Financials
0.45SUNING COMMERCE GROUP CO -A2024420010.85$6,662.18Consumer Discretionary
0.47DAQIN RAILWAY CO LTD -A60100657008.27$6,891.57Industrials
0.47YUNNAN BAIYAO GROUP CO LTD-A53850095.31$6,967.00Health Care
0.48CHINA CONSTRUCTION BANK-H93990006.11$7,051.45Financials
0.48CHINA MERCHANTS SHEKOU INDUS1979230221.15$7,117.92Real Estate
0.5SANAN OPTOELECTRONICS CO L-A600703256019.68$7,365.51Information Technology
0.52JIANGSU YANGHE BREWERY -A230460086.4$7,578.84Consumer Staples
0.52DFZQ-H395880007.43$7,622.08Financials
0.54CHINA SHIPBUILDING INDUSTR-A60198988006.21$7,989.36Industrials
0.56HUAXIA BANK CO LTD-A600015510011.02$8,216.55Financials
0.58HUATAI SECURITIES CO LTD-H6886440015.18$8,564.83Financials
0.63KANGMEI PHARMACEUTICAL CO-A600518290021.75$9,221.36Health Care
0.64ZTE CORP-H763400018.4$9,437.83Information Technology
0.65CHINA EVERBRIGHT BANK CO L-H6818210003.57$9,613.51Financials
0.66CHINA PETROLEUM & CHEMICAL-A600028111006.01$9,752.93Energy
0.71POLY REAL ESTATE GROUP CO -A60004871009.99$10,369.59Real Estate
0.71JIANGSU KANGDE XIN COMPOSI-A2450319822.45$10,496.21Materials
0.72JIANGSU HENGRUI MEDICINE C-A600276144050.13$10,553.53Health Care
0.78PING AN BANK CO LTD-A185009.25$11,494.71Financials
0.85HANGZHOU HIKVISION DIGITAL-A2415270031.7$12,512.97Information Technology
0.85CSR CORP LTD - H1766140007$12,566.68Industrials
0.86BANK OF CHINA LTD-H3988260003.81$12,702.61Financials
0.89GUOTAI JUNAN SECURITIES CO-A601211450019.89$13,085.34Financials
0.91BOE TECHNOLOGY GROUP CO LT-A725228004.03$13,433.14Information Technology
0.93CHINA YANGTZE POWER CO LTD-A600900630014.88$13,705.06Utilities
0.93SAIC MOTOR CORPORATION LTD-A600104310030.29$13,727.72Consumer Discretionary
0.98WULIANGYE YIBIN CO LTD-A858180055$14,473.47Consumer Staples
0.99CPIC (HOK LISTING)2601380029.9$14,569.66Financials
1.06BANK OF BEIJING CO LTD -A601169118809$15,631.35Financials
1.25INNER MONGOLIA YILI INDUS-A600887600020.97$18,394.47Consumer Staples
1.26CITIC SECURITIES COMPANY LIMITED6030900016$18,465.33Financials
1.3HAITONG SECURITIES CO LTD-H68371160012.88$19,158.80Financials
1.35SHANGHAI PUDONG DEVEL BANK-A6000001072512.64$19,819.01Financials
1.36IND & COMM BK OF CHINA-H1398300005.2$20,004.10Financials
1.44CHINA STATE CONSTRUCTION -A601668151009.61$21,214.75Industrials
1.59AGRICULTURAL BANK OF CHINA1288500003.65$23,402.24Financials
1.91BANK OF COMMUNICATIONS CO-H3328370005.91$28,040.37Financials
1.91GREE ELECTRIC APPLIANCES I-A651480040.01$28,076.78Consumer Discretionary
1.97MIDEA GROUP CO LTD-A333445044.48$28,937.59Consumer Discretionary
1.99CHINA VANKE CO LTD-H22021040021.9$29,205.99Real Estate
2.19INDUSTRIAL BANK CO LTD -A6011661350016.3$32,170.58Financials
2.28MINSHENG BANK1988335007.79$33,463.92Financials
2.35KWEICHOW MOUTAI CO LTD-A600519500472.73$34,555.78Consumer Staples
2.73CHINA MERCHANTS BANK CO LTD39681350023.2$40,162.08Financials
5.44PING AN INSURANCE GROUP CO-A6013181100049.72$79,957.90Financials

Holdings are subject to change without notice and are not a recommendation to buy or sell any security.

Distribution

Ex-Date Payable Date Record Date Distribution (USD)
December 16, 2016 December 30, 2016 December 20, 2016 0.477910 Per Share

Risk

An investor should consider the Fund’s investment objectives, risks, and charges and expenses carefully before investing. This and other important information may be found in the Fund’s prospectus (pdf). Please read the prospectus carefully before investing. To obtain a print prospectus, call 844-209-2937.

ETF Investing in China A-shares market involves risks specific to China, including risks related to currency fluctuations, limited liquidity, less developed or less efficient trading markets, less government regulation, adverse political, economic and legal environment. The ETF is also exposed to the potential unavailability risk of the A-shares, which means that any reduction or elimination of access to A-shares will have a material adverse effect on the ability of the fund to achieve its investment objective. Applicable Chinese tax rules to the ETF is at present uncertain. Uncertainties in the Chinese tax rules could have an adverse impact on ETF performance. In addition, the ETF may be more volatile than ETFs investing in a broadly diversified portfolio and developed markets.

ETF shares are bought and sold at market price through exchange trading rather than NAV and are not individually redeemable. Shares may trade at a premium or discount to their NAV in the secondary market. Brokerage commissions will reduce returns. Returns for actual ETF investments may differ from what is shown on the website because of differences in timing, the amount invested, and fees and expenses.

Diversification does not eliminate the risk of experiencing investment losses. The fund is new and has limited operating history.